Marcia G. Strouss is a Managing Director and Associate General Counsel for Brookwood and Chief Compliance Officer for Brookwood Securities. In her capacity as Chief Compliance Officer, Ms. Strouss oversees Brookwood Securities’ compliance with laws, regulations, policies, and procedures relating to its investment offerings. She establishes policies and procedures to effect compliance, develops training programs, interfaces with regulators and audit teams, conducts assessments, and advises senior management on compliance program development. As Associate General Counsel, Ms. Strouss is responsible for corporate maintenance and also works closely with other departments on general corporate matters, including privacy and cybersecurity. Prior to joining Brookwood, Marcia was an Assistant Vice President and Staff Attorney at First Winthrop Corporation, where she was responsible for securities compliance and general corporate matters. Ms. Strouss is a member of the Council for Montserrat College of Art.
Ms. Strouss is a graduate of Wellesley College, and she received an LLM from Boston University and a Juris Doctor from Franklin Pierce Law Center. In 2018, Ms. Strouss completed the Oxford Strategic Leadership Programme at the University of Oxford’s Said Business School.