One of the most important tenets at Brookwood is working to ensure strong, long-lasting and productive client relationships. To that end, all team members are held accountable for practicing the following core principles.
We adhere to the highest standards of professional integrity, based on the firm’s unwavering commitment to fulfilling our fiduciary duty and acting in good faith, always in accordance with our clients’ best interests.
— Jayne M. Rice, Managing Director, Director of Institutional Sales, Marketing and Investor Relations
We are committed to conducting business with the highest ethics and morals and in full compliance with the letter, spirit, and intent of all relevant laws, regulations, and policies. We also expect our employees to adhere to the highest ethical standards in their professional and personal lives.
Our business exists because of our clients. It is our duty and privilege to be proactive in knowing and fulfilling client needs, interests, and investment objectives.
We stress creativity in our business dealings. Although the experience of our employees is invaluable for evaluating and managing investments, we constantly assess whether a better practice, method, or solution exists for every task we undertake.
We are unwavering in our commitment to provide services and products consistently and of the highest quality. In doing so, we demonstrate respect and fairness toward investors, employees, and other professionals.
Our employees are the reason for our success. We strive to give employees the opportunity to advance based upon merit, while ensuring that they are accountable for their own performance.